Monitoring of Shareholders, Contributors and Participants
On the occasion of the regulation issued by the Superintendence of Securities and Insurance (SVS) by means of Official Circular 700 of October 18, 2011, DCV Registros developed a Shareholders and Contributors Registration Monitoring Service that allows for compliance with the mentioned Circular, and which is comprised of the following activities:
1.- Completing a crossing of the shareholders, principals and beneficiaries’ databases with the lists defined in the aforementioned Official Circular 700 in order to verify that the issuer whose shareholders/contributors registry is administered by DCV Registros, its shareholders, contributors, beneficiaries, principals and registered users (active and inactive) do not present matches regarding the information provided in the databases relating to sanctions against Al-Qaida and the Taliban kept and provided by UNO.
2.- Generate indicators in the Shareholders Registry Administration Service (SARA), and in the event of finding any match, inform the Issuer so that they take any measures deemed necessary.
3.- Update the information on a monthly basis with the closing of the Shareholders or Contributors Registry and/or each time the UNO tables are updated.
Benefits of this service
More than 300 issuers
Access more information
|Name Report (Spanish Only)||Type||size|
|Addendum servicio de monitoreo de registros de accionistas||WORD||45 kb|
|Guía de servicio monitoreo de registro de accionistas y participes||63 kb|
QUESTIONS MAY BE ADDRESSED DIRECTLY TO DCV REGISTROS S.A.
Business hours from Monday to Thursday from 9:00 a.m. to 5:00 p.m., and Friday from 9:00 a.m. to 4:00 p.m.
- Dirección : Los Conquistadores 1730 Avenue, Floor 24, Providencia, Santiago.
- Tephones : +56 223 939 003
- E-Mail: firstname.lastname@example.org
- Attention in office Av. Los Conquistadores 1730, Piso 24, Providencia, Santiago. Monday, Wednesday and Friday from 10:00 a.m. to 2:00 p.m., upon reservation of hours to the email email@example.com