DCV Reminder N° 12 Do Not Forget these Two Important Things for Day Zero

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Do Not Forget these Two Important Things for Day Zero

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Transactions Registration:

  • All transactions that are rejected due to matching issues
    must be registered again (they cannot be amended).
  • Please change the transaction password when registering
    them.
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Transfers/reallocations:

  • Transfers are movements between accounts from the
    same depositor.
  • Movements in a depositor's own accounts and those of
    their corresponding investors are also considered
    transfers
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Payment requests (PR):

  • In DCVe, PRs must be registered as a counterpart for the
    Depositor and not for the Investor as they are registered
    today. Investor account transactions are selected in the
    application process (filter).
  • A PR can be registered in DCVe regardless of whether
    he transaction has been entered or not and regardless of its
    status.
  • In DCVe, a PR cancellation keeps the same rules as the
    current DCV web application.
  • In DCVe, unapplying a PR keeps the same rules as the current
    DCV web application.
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Corporate actions:

  • In DCVe, an internal holdings draw will take place at
    the close of business of the day before the payment date,
    keeping the current definitions of the custody freezing
    (blockage). Report "R017 Depositors' Draw Notification"
    will be automatically available on the day of the draw and
    according to the channel subscribed by the depositor,
    after the close of business, starting at 9:45 p.m.
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Non-physical deposit files - Issuer role (bank):

 

May you have any questions, please contact us through the following channels:
Help Desk, MAC

Email This email address is being protected from spambots. You need JavaScript enabled to view it.                 
Help Desk (Phone): +56 22 393 9001
WhatsApp +56 94 565 3790
Web Chat www.dcv.cl

 

Kind regards,
DEPÓSITO CENTRAL DE VALORES S.A.,
DEPÓSITO DE VALORES

HELIX_RESEARCH_CENTER

DCVe Reminder No. 10 Do Not Forget about the Topics Discussed in the DCVe Red Flag Workshop Stage

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Do not forget about the topics discussed in
the DCVe Red Flag Workshop stage:

 

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Transactions Registration:

  • All transactions that are rejected due to matching issues
    must be registered again (they cannot be amended).

Please change the transaction password when registering
them.

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Transfers/reallocations:

  • Transfers are movements between accounts from the
    same depositor.
  • Movements in a depositor's own accounts and those of
    their corresponding investors are also considered
    transfers.
01 r1 c2 l1 7

Payment requests (PR):

  • A PR can be registered in DCVe regardless of whether
    the transaction has been entered or not, and regardless of
    its status.
  • In DCVe, a PR cancellation keeps the same rules as the
    current DCV web application.
  • In DCVe, unapplying a PR keeps the same rules as the
    current DCV web application.
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Corporate actions:

In DCVe, an internal holdings draw will take place at the close
of business of the day before the payment date
, keeping the
current definitions of the custody freezing (blockage). Report
"R017 Depositors' Draw Notification" will be automatically
available on the day of the draw and according to the channel
subscribed by the depositor, after the close of business, starting
at 9:45 p.m.

 

     

 

Change is now a reality, don't miss out.

Should you have any questions, please contact your DCVe executive or send us an email to:

This email address is being protected from spambots. You need JavaScript enabled to view it.

 

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DCVe reminder No. 9 If you are going to set up customized profiles, do not forget to select ALLOW in the "accounts group."

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If you are going to set up customized
profiles, do not forget to select ALLOW in the
"accounts group."

Let's review how to create a customized profile:

 

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Step 1: The Security Administrator goes to the "Users and
Participants" – "Customized Profiles"
menu and selects "New customized profile."

 
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Step 2: The Security Administrator enters the "details" of
the new customized profile.

                                 
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Step 3: The Security Administrator selects the standard
roles or profiles required for this new customized profile.

                                 
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Step 4: The Security Administrator adds the ALLOW
accounts group
or selects specific securities accounts
for the depositor and clicks on "Save."

If an account group is not assigned to any account,
the user with the assigned customized profile will not be
able to view the information associated with their
securities accounts.

                                 

 

Change is now a reality, don't miss out

Should you have any questions, please contact your DCVe executive or send us an email to:

This email address is being protected from spambots. You need JavaScript enabled to view it.

DCVe reminder No. 8 The current capital statement, ECAP, in DCVe is replaced with report R013

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The current capital statement, ECAP,
in DCVe is replaced with report R013

 

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  • The format does not present anychanges compared to the release
    generated in the current DCV webapplication.
  • The content is preserved, and onlyfor coupons; it distinguishes the
    following payments separately:
    • Amortization
    • Interests
 
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In DCVe 2 reports will be generated with the divided records:

  • One for "payers" and,
  • another one for  "beneficiaries"

They are generated separately only if, by the event's date, the participant
has instruments where they are the "payer," and they also keep instrument
holdings in their securities accounts as a "beneficiary." Otherwise, only one
document will be received.
It may be found as:

  • R013 – Capital statement
  • R013I – Issuer capital statement
                                 

 

Change is now a reality, don't miss out

Should you have any questions, please contact your DCVe executive or send us an email to:

This email address is being protected from spambots. You need JavaScript enabled to view it.

DCVe reminder No. 7 Activate all profiles required by their work team Roles depending on the services that you use

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Security Administrators Must Activate all
Profiles Required by their Work Team to
Operate Correctly in DCVe
.
(not only the minimum suggested by DCV).

Please keep the following roles into consideration
depending on the services that you use:

 

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GENERAL:
Each depositor must have at least 2 different
users with 002 Security Administrator roles
(due to the 4/6 eyes verification):

At DCV, we recommend having at least a third user
with a security administrator profile to take
over this role if needed (unlocking and changing
administrator passwords).

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LOCAL CUSTODY AND SETTLEMENT SERVICE:
Each depositor must have at least 2 users with the
following profiles (due to the 4/6 eyes verification):

  • 030 Transactions Registration Operator.
  • 031 Transactions Registration Supervisor (valid
  • only for the 4/6 eyes supervision).
  • 060 E – Instructions Registration via file and
  • ISO to import transaction files.
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ACCESS TO CORPORATE ACTIONS:
Each depositor must have at least 1 user with the
following profile:

  • 018 Corporate Actions Supervisor.
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DEMATERIALIZED ISSUANCE SERVICE (BANKS):
Each depositor must have at least 2 users with
the following profiles (due to the 4/6 eyes verification):

  • 022 Custody orders operator to register custody
    orders through a graphic interface.
  • 023 Custody Orders Supervisor to import files:
    early redemptions and non-physical deposits.
  • 018 Corporate Actions Supervisor to import the
    electronic lottery detail file.
  • 048 FI and MMI (issuer-payer) to access reports
    in the file transfer folder.
  • 050 RV Events Reports (issuer) to access RV
    reports in the file transfer folder.
  • 062 E – Dematerialized issuance registration via
    file to import dematerialized issuance files.
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PLEDGES SERVICE:
Each depositor must have at least 2 users with the
following profiles (due to the 4/6 eyes verification:

  • 024 Pledge Operator.
  • 025 Pledge Supervisor.
  • 061 E – Pledges Registration via file and ISO to import
    pledge files.

 

Change is the only constant,
DCV Evolution is a reality.

Should you have any questions, please contact your DCVe executive or send us an email to:

This email address is being protected from spambots. You need JavaScript enabled to view it.

 

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