Confirmation of Custodial Balances For Equity Issuers

Dear issuers,

In the context of the balance circulation process mandated by the DCV Surveillance Committee — which consists of the quarterly circulation of balances held in depositors’ holding accounts — and the platform developed by DCV for this purpose, we inform you that the digital application has been updated to include the confirmation functionality for equity issuers.

In the context of the balance circulation process mandated by the DCV Surveillance Committee — which consists of the quarterly circulation of balances held in depositors’ holding accounts — and the platform developed by DCV for this purpose, we inform you that the digital application has been updated to include the confirmation functionality for equity issuers.

The associated profiles are the following:

081E Issuer Balance – Queries: This profile is intended for the following:

• Access the platform and query the balances notified in any period
• Search for information within the query results
• Export the information into a .csv file
• Look at the detailed information regarding balance confirmation

080E Issuer Balance  – Confirmation: This profile is intended for the following:

• It has the same options as the previous profile, including:
• Approve balances individually or all in bulk
• Reject a balance individually

The training session will cover the following topics:

• Roles and access profiles configuration
• Functionality check
• Examples of a confirmation cycle for an equity issuer

We invite you to join this training session and take advantage of the learning opportunity during the platform’s trial run.