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New shareholders and participants registry service
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Issuers:
As a result of the new regulation issued by the Superintendence of Securities and Insurance (SVS) through Circular N°700 of October 18th, 2011, DCV Registros is now able offer issuers the service of monitoring, classification and reporting to the regulator.
Characteristics and benefits of the service:
- Allows issuers to comply with the Circular with regard to shareholder, representative and beneficiary databases, verifying possible matches of this data to information contained in the lists defined in Circular N°700 in relation to sanctions against Al-Qaida and the Taliban, maintained and provided by the UN.
- Generation of markings in the Shareholders Registry Administration System (SARA) in order to allow compliance with the defined actions in the event of a match.
- Preparation and delivery of a report to the SVS, and filing of the formalities relating to the compliance with this regulation.
- Monthly processing with the closing of the Shareholders or Contributors Registry, and/or each time the UN tables are updated.
If you wish to subscribe to this service please download the document intended for this purpose.
We invite our clients to learn about the benefits of this new service by contacting their issuers service executive, or Mauricio Ainzúa, Head of the Issuers Service Area, at telephone number 393 9230 or email
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Download shareholders and participants registry service description, January 2012 (SPANISH ONLY)
Download standard addendum to subscribe to the service (SPANISH ONLY)
Download Circular N°700 by the SVS (SPANISH ONLY)
Yours sincerely,
Depósito Central de Valores; Depósito de Valores S.A.
Rodrigo Roblero Arriagada General Manager (Acting)
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